Clay L. Shaw v. Jim Garrison
The Christenberry Decision (continued)
Judge Herbert Christenberry and Jim GarrisonTruth or Consequences
At the hearing, it was determined that the defendant's office [**18] spent more than $99,000 while conducting its probe of the assassination and Shaw. Approximately $25,000 of this amount came from the Fines and Fees Account of defendant's office. This account represents monies that are received from bond forfeitures and fines and are used by Garrison to [*397] defray expenses of his office. In order to expend these funds, a motion and order must be submitted to a state judge for his signature. After the judge signs it, a check is drawn to pay the expense incurred. A copy of all motions for disbursements from the account is kept by the defendant's office and the account is subject to a yearly audit. Nearly $70,000 of the $99,000 amount came from an account denominated the J.G. Safi Account. This was a separate account, not subject to audit, set up by the defendant to be used for the expenses of the investigation. The defendant testified that "virtually all of this money you are talking about" concerns investigations subsequent to the one conducted in Mr. Shaw's case. This statement is not correct when viewed in the factual context of this case. As stated above, Shaw was arrested on the basis of the statement of one witness. The investigation [**19] followed the arrest and was for the purpose of making the charge against Shaw stick. At his conspiracy trial, over forty witnesses were called by the state. Judge Alcock, the state's chief prosecuting attorney at the conspiracy trial, testified in this court that, to his knowledge, most of the state's witnesses were secured after Shaw's arrest. The record in this case reveals that most of the defendant's investigative expenses were incurred in the period between Shaw's arrest and his trial. The evidence is overwhelming that these funds were used in preparation for Shaw's conspiracy trial.
The defendant throughout these proceedings has attempted to distinguish between the Shaw case and the investigation of President Kennedy's assassination. He sought to differentiate between the two by testifying that his assassination probe and the expenses incurred therein had "nothing really to do with Mr. Shaw or the original case against Mr. Shaw, or the forthcoming case against Mr. Shaw." The incongruity of this statement is apparent and appalling. No other arrest and trial has resulted from the investigation but that of Clay Shaw. Without Clay Shaw, the defendant had no jurisdictional [**20] ground on which to justify his New Orleans based investigation of the assassination. Shaw is an integral part of the probe as evidenced by the fact that only he has been affected by the investigation. Without Shaw, there could be no probe. Garrison states he was interested in the "forces responsible for the assassination, rather than individuals." Notwithstanding this statement by Garrison, this court, considering all of the evidence, finds that Garrison undertook his baseless investigation with the specific intent to deprive Shaw of his rights under the First, Fifth and Fourteenth Amendments to the Constitution of the United States. Moreover, in an action based on Title 42 U.S.C. 1983, specific intent is not a necessary element. See Monroe v. Pape, 365 U.S. 167, 187, 81 S. Ct. 473, 5 L. Ed. 2d 492 (1961); Whirl v. Kern, 407 F.2d 781 (5th CCA 1969), cert. den., 396 U.S. 901, 90 S. Ct. 210, 24 L. Ed. 2d 177 (1969). A defendant can be held responsible under the Civil Rights Act of 1871 "for the natural consequences of his actions." Monroe v. Pape, supra, 365 U.S. at 187, 81 S. Ct. at 484. To separate the investigation of Shaw from the investigation generally would be fallacious [**21] and this court does not make that distinction. For purposes of this case, the investigation of Shaw and the assassination probe by the defendant are viewed as being synonymous by this court. This is especially significant in appraising the facts concerning the operations of the so-called "Truth or Consequences" group.
"Truth or Consequences" was created in the latter part of February, 1967, shortly before Shaw's arrest on March 1, 1967. Three men, Willard E. Robertson, Joseph M. Rault, Jr. and Cecil M. Shilstone, formed this group to financially support Garrison's investigation. They not only contributed their own funds but solicited contributions from others and fund-raising breakfasts and other meetings were held to which prospective contributors were invited. Garrison attended and spoke at these meetings. Rault [*398] stated the group's purpose was to provide Garrison with private funds to conduct his assassination probe. According to Shilstone, the idea of using private funds was to allow Garrison to avoid accounting publicly for his expenditures in conducting the investigation. Nearly all of the funds contributed to "Truth or Consequences" came after the arrest of the [**22] plaintiff Shaw. No conditions were imposed on Garrison's use of these funds except that they be expended in the assassination probe.
It is significant that these individuals all testified that they did not know or wish to know how Garrison spent these funds. They did not require Garrison to give any accounting of the funds he used and he could draw checks at will on the J. G. Safi Account, (3) the Truth or Consequences account and the Garrison Fund account to which the Truth or Consequences account was later transferred at the request of Robertson.
Robertson stated that he personally borrowed $30,000 on two notes from the Bank of New Orleans to contribute to the fund. This money was lent to him on his personal credit and he is personally liable for it. Additionally, he has been paying interest on this debt. Robertson stated that he and Garrison [**23] were close personal friends. He said he gave Garrison the money with the understanding that Garrison would eventually repay him. Robertson stated, as did Rault, that this money was to be used in Garrison's investigation of the assassination, not in the prosecution of Clay Shaw. Yet, it was never explained what prompted these three individuals, one an attorney, in late February to believe that the District Attorney for Orleans Parish should have a reason to investigate the assassination which occurred in Dallas, Texas. All testified that they did not know that Garrison suspected Shaw when they formed their organization. However, it is clear that the bulk of the monies contributed for investigative use by the defendant came during the period after Shaw's arrest and prior to his trial. Robertson's notes at the bank are dated November 9, 1967 and January 17, 1968. Shilstone testified that of the $1200 he contributed, $1000 was given on August 11, 1967. Rault managed the fund and wrote numerous checks payable to Garrison and members of Garrison's staff at their request. Most of these checks were written after Shaw's arrest but before his trial. Finally, it is important to note [**24] that no monies were contributed or used after the Shaw trial. All of these facts are indicative of the motives of Garrison and these three contributors. When Shaw was arrested the money came in; when he was acquitted, it stopped. The inference that these three persons were aiding Garrison in the prosecution of Shaw is further supported by the fact that Robertson employed in his automobile business a state's witness, Roger Craig from Dallas, Texas, during the course of the Shaw conspiracy trial. After the trial Craig went back to Dallas. Robertson professed to believe that it was merely a coincidence that Craig applied to him for employment and testified he could not remember whether the employment began before or after Craig testified.
The evidence is clear that Garrison was in bad faith in using these funds to prosecute Clay Shaw. Rault frankly testified that he expected results for the money contributed by him. Doubtless this is true of the other two, Robertson and Shilstone. The perjury charge against Shaw is part of Garrison's effort to produce such results.
Perhaps of all the evidence presented at the hearing, that concerning Shaw's arrest and his subsequent prosecution [**25] on the conspiracy charge is the most demonstrative of the defendant's bad faith in this case.
[*399] As stated above, Shaw was first interviewed in the defendant's office in December, 1966. At 1:00 P.M. on March 1, 1967, Shaw appeared voluntarily at the defendant's office. Shaw testified that this appearance was at the request of Garrison's office after Shaw had called to verify a report that a subpoena had been issued compelling him to appear at that office. After waiting an hour or so, Shaw said he was interrogated by Sciambra and Louis Ivon, a police officer assigned to the defendant's office. Ivon was chief investigator for the District Attorney at that time. Neither Sciambra nor Ivon advised the plaintiff of his constitutional rights before commencing the interrogation. Shaw testified that after a period of interrogation, he was told that he would be required to take a lie detector test. He was also told that if he refused, he would be charged with conspiracy to murder the President of the United States. Refusing to take the test and demanding an attorney, Shaw was given the opportunity to call his lawyers. Ivon testified he did not know that Shaw was going to be [**26] arrested when the interrogation was taking place, but rather he learned of this fact only later in the day when Garrison instructed him to make the arrest.
Garrison carefully set the stage for Shaw's arrest, which took place at approximately 5:30 P.M., four and a half hours after Shaw voluntarily appeared in Garrison's office. During this time, a representative of Life Magazine photographed Shaw through a two-way mirror unbeknownst to him. The hallway outside the defendant's office on the second floor of the New Orleans Criminal Courts Building had mysteriously become congested with newsmen, photographers, television camera crews, and members of the general public. Shaw was led handcuffed into the hallway, where he was shoved and pushed through the crowd to reach an elevator leading to the basement of the building and then to Central Lockup. All of this appeared on television. Shaw could have been taken down in a private elevator located in Garrison's office, but this would not have afforded the publicity Garrison was obviously seeking. Shaw's arrest and the manner in which it was effected was outrageous and inexcusable. The only conclusion that can be drawn from Garrison's [**27] actions is that he intentionally used the arrest for his own purposes, with complete disregard for the rights of Clay Shaw.
The defendant's total disregard of Shaw's rights is accentuated by his pretrial conduct in preparing for the conspiracy trial. The evidence shows that Garrison on several occasions held press conferences or issued press releases during the pre-trial period. On one occasion, Garrison admitted that he issued a statement to the press with a letter attached which he had written to a national newspaper, The National Observer. Garrison stated the letter was a complaint he made to the newspaper regarding an article about Shaw. At the very instant Garrison was issuing the press release, Alcock, his first assistant, was arguing in state court that Shaw and his attorneys were not entitled to the letter attached to the release. When confronted with this inconsistency, Garrison stated, "I suppose I was more generous than Mr. Alcock." However, the point is that the object of Garrison's bounty was the news media and not the then defendant, Clay Shaw. This is another of the indicative facts regarding Garrison's bad faith. Coupled with the suppression of Lt. O'Donnell's [**28] report of his interview with Russo, discussed above, the action of Garrison in releasing information to the press while denying it to Shaw clearly reveals that the defendant was not prosecuting Shaw in good faith.
The Perjury Charge
On Saturday, March 1, 1969 at 1:00 A.M., a unanimous jury returned a verdict of not guilty in the conspiracy trial. After forty days of trial the jury took only 55 minutes to reach its verdict. On the next working day, Monday, March 3, 1969, the defendant Jim Garrison filed an information personally signed by him [*400] charging Clay Shaw with the crime of perjury. The instant proceeding, of course, grows out of this charge. Prosecuting officials have wide discretion and necessarily so, but the court finds that as in the case of defendant's previous actions with regard to Shaw, the perjury charge was brought in bad faith and for purposes of harassment, being the product of both selective law enforcement and financial interest.
Shaw of course was charged with perjury on the basis of testimony given by him in his own defense at the conspiracy trial. No witness who testified before this court, including Garrison, could give another instance [**29] in which a defendant who took the stand and was acquitted was subsequently charged by Mr. Garrison with perjury. This fact standing alone does not evidence bad faith. It does however call for some explanation. Though requested by counsel for defendant and by this court, none was given. No explanation was given even though it was admitted by Mr. Alcock that at the time the perjury charge was filed there were no witnesses available other than those who were available at the conspiracy trial. Mr. Garrison himself refused to answer the question of whether there was any new evidence tending to show perjury on the part of Mr. Shaw. Moreover, the evidence shows that although substantial discrepancies existed in the trial testimony and testimony previously given by state witnesses, Russo and Bundy, the latter a narcotic addict and known by Garrison to be such, no perjury charges have been filed against them.
Coupled with these facts is the fact that Garrison has a significant financial interest in the continued prosecution of Clay Shaw. Garrison's book, Heritage of Stone, concerns his investigation of President Kennedy's assassination. Defendant also has a contract to write three [**30] additional books. It is obvious that the sale of defendant's book may be promoted by the publicity resulting from the continued prosecution of Clay Shaw. It provides a means whereby defendant himself may profit, and also repay the substantial obligations owed to one of his financial backers. The court finds that this desire for financial gain is among the motives which prompt the continued prosecution of Clay Shaw.
Finally, this court must make another comment concerning the facts of this case. In his book, Heritage of Stone, defendant Garrison makes several references to the Dreyfus case. When we consider Garrison's actions toward Shaw it is small wonder that in writing his book that classic example of injustice came to his mind.
Considering all of the evidence adduced at the hearing of this matter the court finds that the pending prosecution was brought in bad faith and that such bad faith constitutes irreparable injury which is great and immediate. The court further finds that this is a case of exceptional and extremely limited circumstances.
Having found bad faith that constitutes irreparable injury which is both "great and immediate" this court finds itself faced [**31] with Mr. Justice Stewart's "negative pregnant." (4) Where "exceptional and extremely limited circumstances" are found, is intervention by way of injunction subject to any further [*401] limitation that may be placed on such intervention by 28 U.S.C. 2283? [**32]
The origins of 28 U.S.C. 2283 have been amply traced by several courts (5) and this court does not intend to retrace their steps. Suffice it to say that 2283 is not jurisdictional, (6) but rather is a legislative enactment of the judicial doctrine of comity. (7) It is also clear that irrespective of additional limitations imposed, 2283 is at least as broad as the judicially developed doctrine of comity. (8) This is evident from a reading of Younger, supra, and its companion cases (9) where disposition was based not on the effect of 2283 independently but rather on the failure to show "exceptional and extremely limited circumstances." If 2283 is determined to be inapplicable (10) or if it is merely synonymous with the juidicially developed doctrine of comity (11) then plaintiff is entitled to injunctive relief as he has amply shown that this case falls squarely within the exception to that doctrine. (12) If 2283 is applicable (13) and if it is assumed [*402] that the holding of Atlantic C.L.R.R. Co. v. Brotherhood of Locomotive Engineers, 398 U.S. 281, 90 S. Ct. 1739, 26 L. Ed. 2d 234 (1970) is still viable, (14) i.e., the anti-injunction statute is absolute, [**33] meaning no judicially created exceptions are to be allowed, then the plaintiff's showing of "exceptional and unusual circumstances" is not sufficient in and of itself to warrant the granting of relief absent the additional showing that relief is based on one of the expressly enumerated exceptions to 2283. (15) It is obvious under the facts of this case, that the only feasible statutory exception is one which makes 2283 inapplicable where "expressly authorized by Act of Congress." This of course brings the court to a consideration of the problem of whether 1983 should be considered an express exception to 2283. As in the case of 2283, this issue has been the object of much judicial comment. (16) The Supreme Court has on several occasions noted the existence of the issue but declined to decide it. (17) [**38]
This court feels that it may not fairly and justly avoid this issue and, therefore, for the reasons assigned, determines that 1983 does constitute an express exception to 2283.
Initially it should be noted that this court is aware of the warning in Stefanelli (18) and the important policy [*403] considerations which underlie it. It is the opinion of this court however that such policy considerations are inapplicable under the facts of this case. This court is not dealing with a single goodfaith criminal prosecution wherein allegations of unconstitutional procedures are made. This court is dealing with a case of continuing harassment and multiple prosecutions, with the likelihood that such harassment and prosecution will continue in the future, unless abated by direct federal court intervention. Herein lies the unique nature of this case and the resulting impotency of traditional avenues of relief. If plaintiff is forced to stand trial for perjury, takes the stand and is acquitted, this court has no doubt but that plaintiff will be charged anew on the basis of statements made by him from the witness stand. A request for relief in this subsequent prosecution would [**39] be met with the same arguments put forth by the defendant in the instant proceeding and so on ad infinitum. Surely at some point plaintiff's precious constitutional rights must be vindicated. [**40]
Aside from this consideration, however, is the fact that not every 1983 suit will pass muster as the basis for federal injunctive relief. A reading of Younger clearly shows that whatever this court says concerning 1983 and its relationship to 2283, an independent showing of "exceptional circumstances" must be made before a plaintiff may successfully invoke federal injunctive relief. (19) Thus while all 1983 suits may constitute express exceptions to the prohibitions contained in 2283, only those 1983 suits which contain exceptional circumstances, i.e., which constitute exceptions to the judicial doctrine of comity, are the proper subjects for equitable relief. It is the firm conviction of this court that the granting of equitable relief here will neither be an "insupportable disruption" of nor a "flanking movement against" the administration of criminal justice by the state. [**41]
Whatever else may be said about 1983 and its antecedents under the Civil Rights Act of 1871, one fact is eminently clear -- they were designed to prohibit any state from depriving a citizen of his constitutional rights. To this end Congress gave to the courts the power to grant appropriate relief, including relief which is equitable in nature. It goes without saying that one of the most effective tools that a state or subdivision thereof has with which to deprive a citizen of his rights is its criminal laws and the ability to prosecute thereunder. Unless one is to assume that Congress through the equity grant of 1983 intended only sham relief (an assumption this court refuses to make) there is every reason to hold that the equitable remedy expressly authorized in 42 U.S.C. 1983 is within the exception set forth in 28 U.S.C. 2283. Cooper v. Hutchinson, 184 F.2d 119, 124 (3d CCA 1950). This [*404] court holds that 1983 is within the exception set forth in 2283. Considering the evidence and the law, this court is convinced that the plaintiff is entitled to the relief sought. Accordingly, it is ordered that a permanent injunction issue restraining Jim Garrison, [**42] District Attorney for the Parish of Orleans, his assistants, employees, agents and all persons in active concert and participation with him from further prosecution of the pending criminal action entitled "State of Louisiana v. Clay L. Shaw," No. 208-260.
Counsel for plaintiff will prepare and present an appropriate injunction. In the interim the temporary restraining order now in effect will be extended for an additional ten days from May 29, 1971, or until such time before then that the permanent injunction is entered.
Thanks to Jerry P. Shinley for providing this document 3. [Numbering of footnotes continues from previous Web page.] J. G. Safi Account was the name given to an account in the Bank of Louisiana in New Orleans to describe the Jim Garrison account -- Special Account for Investigation.
NOTES